xref: /netbsd-src/crypto/dist/ipsec-tools/src/racoon/rfc/draft-ietf-ipsec-nat-t-ike-08.txt (revision eceb233b9bd0dfebb902ed73b531ae6964fa3f9b)
1
2
3 IP Security Protocol Working Group (IPsec) 		T. Kivinen
4 INTERNET-DRAFT SafeNet				       A. Huttunen
5 draft-ietf-ipsec-nat-t-ike-08.txt 		 	B. Swander
6 Expires: 10 July 2004 Microsoft	      F-Secure Corporation
7                                                          V. Volpe
8                                                     Cisco Systems
9                                                       10 Feb 2004
10
11
12
13
14                                   Negotiation of NAT-Traversal in the IKE
15
16 Status of This Memo
17
18 This document is a submission to the IETF IP Security Protocol
19 (IPSEC) Working Group. Comments are solicited and should be
20 addressed to the working group mailing list (ipsec@lists.tislabs.com)
21 or to the editor.
22
23 This document is an Internet-Draft and is in full conformance
24 with all provisions of Section 10 of RFC2026.
25
26 Internet-Drafts are working documents of the Internet Engineering
27 Task Force (IETF), its areas, and its working groups. Note that
28 other groups may also distribute working documents as
29 Internet-Drafts.
30
31 Internet-Drafts are draft documents valid for a maximum of six
32 months and may be updated, replaced, or obsoleted by other
33 documents at any time. It is inappropriate to use Internet-
34 Drafts as reference material or to cite them other than as
35 "work in progress."
36
37 The list of current Internet-Drafts can be accessed at
38 http://www.ietf.org/ietf/1id-abstracts.txt
39
40 The list of Internet-Draft Shadow Directories can be accessed at
41 http://www.ietf.org/shadow.html.
42
43 Abstract
44
45 This document describes how to detect one or more network address trans-
46 lation devices (NATs) between IPsec hosts, and how to negotiate the use
47 of UDP encapsulation of IPsec packets through NAT boxes in Internet Key
48 Exchange (IKE).
49
50
51
52
53
54
55
56
57
58
59 T. Kivinen, et. al. [page 1]
60
61 INTERNET-DRAFT 10 Feb 2004
62
63 Table of Contents
64
65 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . 2
66 2. Specification of Requirements . . . . . . . . . . . . . . . . . 3
67 3. Phase 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
68       3.1. Detecting support of Nat-Traversal . . . . . . . . . . . . . 3
69       3.2. Detecting the presence of NAT . . . . . . . . . . . . . . . 3
70 4. Changing to new ports . . . . . . . . . . . . . . . . . . . . . 5
71 5. Quick Mode . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
72       5.1. Negotiation of the NAT-Traversal encapsulation . . . . . . . 8
73       5.2. Sending the original source and destination addresses . . . 8
74 6. Initial contact notifications . . . . . . . . . . . . . . . . . 10
75 7. Recovering from the expiring NAT mappings . . . . . . . . . . . 10
76 8. Security Considerations . . . . . . . . . . . . . . . . . . . . 10
77 9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 11
78 10. Intellectual property rights . . . . . . . . . . . . . . . . . 12
79 11. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . 12
80 12. Normative References . . . . . . . . . . . . . . . . . . . . . 13
81 13. Non-Normative References . . . . . . . . . . . . . . . . . . . 13
82 14. Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 13
83 15. Full copyright statement . . . . . . . . . . . . . . . . . . . 14
84
85
86
87 1. Introduction
88
89 This document is split in two parts. The first part describes what is
90 needed in IKE Phase 1 for NAT-Traversal support. This includes detecting
91 if the other end supports NAT-Traversal, and detecting if there is one
92 or more NAT between the peers.
93
94 The second part describes how to negotiate the use of UDP encapsulated
95 IPsec packets in IKE's Quick Mode. It also describes how to transmit the
96 original source and destination addresses to the peer if required. The
97 original source and destination addresses are used in transport mode to
98 incrementally update the TCP/IP checksums so that they will match after
99 the NAT transform (The NAT cannot do this, because the TCP/IP checksum
100 is inside the UDP encapsulated IPsec packet).
101
102 The document [Hutt03] describes the details of UDP encapsulation and
103 [Aboba03] provides background information and motivation of NAT-
104 Traversal in general. This document, in combination with [Hutt03]
105 represents an "unconditionally compliant" solution to the requirements
106 as defined by [Aboba03].
107
108 The basic scenario for this document is the case where the initiator is
109 behind NA(P)T and the responder has a fixed static IP address.
110
111 This document defines a protocol that will work even if both ends are
112 behind NAT, but the process of how to locate the other end is out of the
113 scope of this document. In one scenario, the responder is behind a
114 static host NAT (only one responder per IP as there is no way to use any
115 other destination ports than 500/4500), i.e. it is known by the
116
117
118 T. Kivinen, et. al. [page 2]
119
120 INTERNET-DRAFT 10 Feb 2004
121
122 configuration.
123
124 2. Specification of Requirements
125
126 This document shall use the keywords "MUST", "MUST NOT", "REQUIRED",
127 "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED, "MAY", and
128 "OPTIONAL" to describe requirements. They are to be interpreted as
129 described in [RFC-2119] document.
130
131 3. Phase 1
132
133 The detection of support for NAT-Traversal and detection of NAT along
134 the path between the two IKE peers occurs in IKE [RFC-2409] Phase 1.
135
136 The NAT may change the IKE UDP source port, and recipients MUST be able
137 to process IKE packets whose source port is different than 500. There
138 are cases where the NAT does not have to change the source port:
139
140 o only one IPsec host behind the NAT
141
142 o for the first IPsec host the NAT can keep the port 500, and the NAT
143         will only change the port number for later connections
144
145 Recipients MUST reply back to the source address from the packet (See
146 [Aboba03] section 2.1, case d). This also means that when the original
147 responder is doing rekeying, or sending notifications etc. to the
148 original initiator it MUST send the packets using the same set of port
149 and IP numbers that was used when the IKE SA was last time used.
150
151 For example, when the initiator sends a packet having source and
152 destination port 500, the NAT may change that to a packet which has
153 source port 12312 and destination port 500. The responder must be able
154 to process the packet whose source port is that 12312. It must reply
155 back with a packet whose source port is 500 and destination port 12312.
156 The NAT will then translate this packet to have source port 500 and
157 destination port 500.
158
159 3.1. Detecting support of Nat-Traversal
160
161 The NAT-Traversal capability of the remote host is determined by an
162 exchange of vendor ID payloads. In the first two messages of Phase 1,
163 the vendor id payload for this specification of NAT-Traversal (MD5 hash
164 of "RFC XXXX" - ["XXXXXXXX XXXXXXXX XXXXXXXX XXXXXXXX"]) MUST be sent if
165 supported (and it MUST be received by both sides) for the NAT-Traversal
166 probe to continue.
167
168 [Note to the RFC Editor: The XXXX is replaced with the RFC number of
169 this document when the number is known. The XXXXXXXX XXXXXXXX XXXXXXXX
170 XXXXXXXX will be replaced with MD5 hash of the text "RFC XXXX" (the
171 exact hex string will be provided by the authors when the rfc number is
172 known). This instruction is to be removed from the final RFC].
173
174 3.2. Detecting the presence of NAT
175
176
177
178 T. Kivinen, et. al. [page 3]
179
180 INTERNET-DRAFT 10 Feb 2004
181
182 The purpose of the NAT-D payload is twofold, It not only detects the
183 presence of NAT between the two IKE peers, it also detects where the NAT
184 is. The location of the NAT device is important in that the keepalives
185 need to initiate from the peer "behind" the NAT.
186
187 To detect NAT between the two hosts, we need to detect if the IP address
188 or the port changes along the path. This is done by sending the hashes
189 of the IP addresses and ports of both IKE peers from each end to the
190 other. If both ends calculate those hashes and get same result they know
191 there is no NAT between. If the hashes do not match, somebody has
192 translated the address or port, meaning that we need to do NAT-Traversal
193 to get IPsec packets through.
194
195 If the sender of the packet does not know his own IP address (in case of
196 multiple interfaces, and the implementation does not know which IP
197 address is used to route the packet out), the sender can include
198 multiple local hashes to the packet (as separate NAT-D payloads). In
199 this case, NAT is detected if and only if none of the hashes match.
200
201 The hashes are sent as a series of NAT-D (NAT discovery) payloads. Each
202 payload contains one hash, so in case of multiple hashes, multiple NAT-D
203 payloads are sent. In the normal case there are only two NAT-D payloads.
204
205 The NAT-D payloads are included in the third and fourth packet of Main
206 Mode, and in second and third packet in the Aggressive Mode.
207
208 The format of the NAT-D packet is
209
210               1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8
211             +---------------+---------------+---------------+---------------+
212             | Next Payload | RESERVED | Payload length |
213             +---------------+---------------+---------------+---------------+
214             ~ HASH of the address and port ~
215             +---------------+---------------+---------------+---------------+
216
217 The payload type for the NAT discovery payload is 15.
218
219 The HASH is calculated as follows:
220
221                   HASH = HASH(CKY-I | CKY-R | IP | Port)
222
223 using the negotiated HASH algorithm. All data inside the HASH is in the
224 network byte-order. The IP is 4 octets for an IPv4 address and 16 octets
225 for an IPv6 address. The port number is encoded as a 2 octet number in
226 network byte-order. The first NAT-D payload contains the remote end's IP
227 address and port (i.e. the destination address of the UDP packet). The
228 remaining NAT-D payloads contain possible local end IP addresses and
229 ports (i.e. all possible source addresses of the UDP packet).
230
231 If there is no NAT between the peers, the first NAT-D payload received
232 should match one of the local NAT-D payloads (i.e. the local NAT-D
233 payloads this host is sending out), and one of the other NAT-D payloads
234 must match the remote end's IP address and port. If the first check
235
236
237 T. Kivinen, et. al. [page 4]
238
239 INTERNET-DRAFT 10 Feb 2004
240
241 fails (i.e. first NAT-D payload does not match any of the local IP
242 addresses and ports), then it means that there is dynamic NAT between
243 the peers, and this end should start sending keepalives as defined in
244 the [Hutt03] (this end is behind the NAT).
245
246 The CKY-I and CKY-R are the initiator and responder cookies. They are
247 added to the hash to make precomputation attacks for the IP address and
248 port impossible.
249
250 An example of a Phase 1 exchange using NAT-Traversal in Main Mode
251 (authentication with signatures) is:
252
253                     Initiator Responder
254                   ------------ ------------
255                   HDR, SA, VID -->
256                                                                             <-- HDR, SA, VID
257                   HDR, KE, Ni, NAT-D, NAT-D -->
258                                                                             <-- HDR, KE, Nr, NAT-D, NAT-D
259                   HDR*#, IDii, [CERT, ] SIG_I -->
260                                                                             <-- HDR*#, IDir, [ CERT, ], SIG_R
261
262 An example of Phase 1 exchange using NAT-Traversal in Aggressive Mode
263 (authentication with signatures) is:
264
265                     Initiator Responder
266                   ------------ ------------
267                   HDR, SA, KE, Ni, IDii, VID -->
268                                                                             <-- HDR, SA, KE, Nr, IDir,
269                                                                                     [CERT, ], VID, NAT-D,
270                                                                                     NAT-D, SIG_R
271                   HDR*#, [CERT, ], NAT-D, NAT-D,
272                       SIG_I -->
273
274 The '#' sign identifies that those packets are sent to the changed port
275 if NAT is detected.
276
277 4. Changing to new ports
278
279 IPsec-aware NATs can cause problems (See [Aboba03] section 2.3). Some
280 NATs will not change IKE source port 500 even if there are multiple
281 clients behind the NAT (See [Aboba03] section 2.3, case n). They can
282 also use IKE cookies to demultiplex traffic instead of using the source
283 port (See [Aboba03] section 2.3, case m). Both of these are problematic
284 for generic NAT transparency since it is difficult for IKE to discover
285 the capabilities of the NAT. The best approach is to simply move the IKE
286 traffic off port 500 as soon as possible to avoid any IPsec-aware NAT
287 special casing.
288
289 Take the common case of the initiator behind the NAT. The initiator must
290 quickly change to port 4500 once the NAT has been detected to minimize
291 the window of IPsec-aware NAT problems.
292
293 In Main Mode, the initiator MUST change ports when sending the ID
294
295
296 T. Kivinen, et. al. [page 5]
297
298 INTERNET-DRAFT 10 Feb 2004
299
300 payload if there is NAT between the hosts. The initiator MUST set both
301 UDP source and destination ports to 4500. All subsequent packets sent to
302 this peer (including informational notifications) MUST be sent on port
303 4500. In addition, the IKE data MUST be prepended with a non-ESP marker
304 allowing for demultiplexing of traffic as defined in [Hutt03].
305
306 Thus, the IKE packet now looks like:
307
308                   IP UDP(4500,4500) <non-ESP marker> HDR*, IDii, [CERT, ] SIG_I
309
310 assuming authentication using signatures. The 4 bytes of non-ESP marker
311 is defined in the [Hutt03].
312
313 When the responder gets this packet, the usual decryption and processing
314 of the various payloads is performed. If this is successful, the
315 responder MUST update local state so that all subsequent packets
316 (including informational notifications) to the peer use the new port,
317 and possibly the new IP address obtained from the incoming valid packet.
318 The port will generally be different since the NAT will map UDP(500,500)
319 to UDP(X,500), and UDP(4500,4500) to UDP(Y,4500). The IP address will
320 seldom be different from the pre-changed IP address. The responder MUST
321 respond with all subsequent IKE packets to this peer using UDP(4500,Y).
322
323 Similarly, if the responder needs to rekey the Phase 1 SA, then the
324 rekey negotiation MUST be started using UDP(4500,Y). Any implementation
325 that supports NAT traversal MUST support negotiations that begin on port
326 4500. If a negotiation starts on port 4500, then it doesn't need to
327 change anywhere else in the exchange.
328
329 Once port change has occurred, if a packet is received on port 500, that
330 packet is old. If the packet is an informational packet, it MAY be
331 processed if local policy allows. If the packet is a Main Mode or
332 Aggressive Mode packet (with same cookies than previous packets), it
333 SHOULD be discarded. If the packet is new Main Mode or Aggressive
334 exchange then it is processed normally (the other end might have
335 rebooted, and this is starting new exchange).
336
337 Here is an example of a Phase 1 exchange using NAT-Traversal in Main
338 Mode (authentication with signatures) with changing port:
339
340                     Initiator Responder
341                   ------------ ------------
342                   UDP(500,500) HDR, SA, VID -->
343                                                                             <-- UDP(500,X) HDR, SA, VID
344                   UDP(500,500) HDR, KE, Ni,
345                                             NAT-D, NAT-D -->
346                                                                             <-- UDP(500,X) HDR, KE, Nr,
347                                                                                                           NAT-D, NAT-D
348                   UDP(4500,4500) HDR*#, IDii,
349                                               [CERT, ]SIG_I -->
350                                                                             <-- UDP(4500,Y) HDR*#, IDir,
351                                                                                                         [ CERT, ], SIG_R
352
353
354
355 T. Kivinen, et. al. [page 6]
356
357 INTERNET-DRAFT 10 Feb 2004
358
359 The procedure for Aggressive Mode is very similar. After the NAT has
360 been detected, the initiator sends: IP UDP(4500,4500) <4 bytes of non-
361 ESP marker> HDR*, [CERT, ], NAT-D, NAT-D, SIG_I. The responder does
362 similar processing to the above, and if successful, MUST update it's
363 internal IKE ports. The responder MUST respond with all subsequent IKE
364 packets to this peer using UDP(4500,Y).
365
366                     Initiator Responder
367                   ------------ ------------
368
369                   UDP(500,500) HDR, SA, KE,
370                                             Ni, IDii, VID -->
371                                                                             <-- UDP(500,X) HDR, SA, KE,
372                                                                                                           Nr, IDir, [CERT, ],
373                                                                                                           VID, NAT-D, NAT-D,
374                                                                                                           SIG_R
375                   UDP(4500,4500) HDR*#, [CERT, ],
376                                                 NAT-D, NAT-D,
377                                                 SIG_I -->
378
379                                                                                             <-- UDP(4500, Y) HDR*#, ...
380
381 If the support of the NAT-Traversal is enabled the port in the ID
382 payload in Main Mode/Aggressive Mode MUST be set to 0.
383
384 The most common case for the responder behind the NAT is if the NAT is
385 simply doing 1-1 address translation. In this case, the initiator still
386 changes both ports to 4500. The responder uses the identical algorithm
387 as above, although in this case Y will equal 4500, since no port
388 translation is happening.
389
390 A different port change case involves out-of-band discovery of the ports
391 to use. Those discovery methods are out of scope of this document. For
392 instance, if the responder is behind a port translating NAT, and the
393 initiator needs to contact it first, then the initiator will need to
394 determine which ports to use, usually by contacting some other server.
395 Once the initiator knows which ports to use to traverse the NAT,
396 generally something like UDP(Z,4500), it initiates using these ports.
397 This is similar to the responder rekey case above in that the ports to
398 use are already known upfront, and no additional change need take place.
399 Also, the first keepalive timer starts after the change to the new port,
400 no keepalives are sent to the port 500.
401
402 5. Quick Mode
403
404 After the Phase 1 both ends know if there is a NAT present between them.
405 The final decision of using NAT-Traversal is left to Quick Mode. The
406 use of NAT-Traversal is negotiated inside the SA payloads of Quick Mode.
407 In Quick Mode, both ends can also send the original addresses of the
408 IPsec packets (in case of the transport mode) to the other end, so the
409 other end has possibility to fix the TCP/IP checksum field after the NAT
410 transform.
411
412
413
414 T. Kivinen, et. al. [page 7]
415
416 INTERNET-DRAFT 10 Feb 2004
417
418 5.1. Negotiation of the NAT-Traversal encapsulation
419
420 The negotiation of the NAT-Traversal happens by adding two new
421 encapsulation modes. These encapsulation modes are:
422
423 UDP-Encapsulated-Tunnel 3
424 UDP-Encapsulated-Transport 4
425
426 It is not normally useful to propose both normal tunnel or transport
427 mode and UDP-Encapsulated modes. UDP encapsulation is required to fix
428 the inability to handle non-UDP/TCP traffic by NATs (See [Aboba03]
429 section 2.2, case i).
430
431 If there is a NAT box between hosts, normal tunnel or transport
432 encapsulations may not work and in that case UDP-Encapsulation SHOULD be
433 used.
434
435 If there is no NAT box between, there is no point of wasting bandwidth
436 by adding UDP encapsulation of packets, thus UDP-Encapsulation SHOULD
437 NOT be used.
438
439 Also, the initiator SHOULD NOT include both normal tunnel or transport
440 mode and UDP-Encapsulated-Tunnel or UDP-Encapsulated-Transport in its
441 proposals.
442
443 5.2. Sending the original source and destination addresses
444
445 In order to perform incremental TCP checksum updates, both peers may
446 need to know the original IP addresses used by their peer when that peer
447 constructed the packet (See [Aboba03] section 2.1, case b). For the
448 initiator, the original Initiator address is defined to be the
449 Initiator's IP address. The original Responder address is defined to be
450 the perceived peer's IP address. For the responder, the original
451 Initiator address is defined to be the perceived peer's address. The
452 original Responder address is defined to be the Responder's IP address.
453
454 The original addresses are sent using NAT-OA (NAT Original Address)
455 payloads.
456
457 The Initiator NAT-OA payload is first. The Responder NAT-OA payload is
458 second.
459
460 Example 1:
461
462                   Initiator <---------> NAT <---------> Responder
463                                       ^ ^ ^
464                                   Iaddr NatPub Raddr
465
466 The initiator is behind a NAT talking to the publicly available
467 responder. Initiator and Responder have IP addresses Iaddr, and Raddr.
468 NAT has public IP address NatPub.
469
470 Initiator:
471
472
473 T. Kivinen, et. al. [page 8]
474
475 INTERNET-DRAFT 10 Feb 2004
476
477                   NAT-OAi = Iaddr
478                   NAT-OAr = Raddr
479
480 Responder:
481                   NAT-OAi = NATPub
482                   NAT-OAr = Raddr
483
484 Example 2:
485
486                   Initiator <------> NAT1 <---------> NAT2 <-------> Responder
487                                       ^ ^ ^ ^
488                                   Iaddr Nat1Pub Nat2Pub Raddr
489
490 Here, NAT2 "publishes" Nat2Pub for Responder and forwards all traffic to
491 that address to Responder.
492
493 Initiator:
494                   NAT-OAi = Iaddr
495                   NAT-OAr = Nat2Pub
496
497 Responder:
498                   NAT-OAi = Nat1Pub
499                   NAT-OAr = Raddr
500
501 In case of transport mode both ends MUST send the both original
502 Initiator and Responder addresses to the other end. For tunnel mode both
503 ends SHOULD NOT send original addresses to the other end.
504
505 The NAT-OA payloads are sent inside the first and second packets of
506 Quick Mode. The initiator MUST send the payloads if it proposes any UDP-
507 Encapsulated-Transport mode and the responder MUST send the payload only
508 if it selected UDP-Encapsulated-Transport mode, i.e. it is possible that
509 the initiator sends the NAT-OA payload, but proposes both UDP-
510 Encapsulated transport and tunnel mode. Then the responder selects the
511 UDP-Encapsulated tunnel mode and does not send the NAT-OA payload back.
512
513 The format of the NAT-OA packet is
514
515               1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8 1 2 3 4 5 6 7 8
516             +---------------+---------------+---------------+---------------+
517             | Next Payload | RESERVED | Payload length |
518             +---------------+---------------+---------------+---------------+
519             | ID Type | RESERVED | RESERVED |
520             +---------------+---------------+---------------+---------------+
521             | IPv4 (4 octets) or IPv6 address (16 octets) |
522             +---------------+---------------+---------------+---------------+
523
524 The payload type for the NAT original address payload is 16.
525
526 The ID type is defined in the [RFC-2407]. Only ID_IPV4_ADDR and
527 ID_IPV6_ADDR types are allowed. The two reserved fields after the ID
528 Type must be zero.
529
530
531
532 T. Kivinen, et. al. [page 9]
533
534 INTERNET-DRAFT 10 Feb 2004
535
536 An example of Quick Mode using NAT-OA payloads is:
537
538                     Initiator Responder
539                   ------------ ------------
540                   HDR*, HASH(1), SA, Ni, [, KE]
541                       [, IDci, IDcr ]
542                       [, NAT-OAi, NAT-OAr] -->
543                                                                             <-- HDR*, HASH(2), SA, Nr, [, KE]
544                                                                                       [, IDci, IDcr ]
545                                                                                       [, NAT-OAi, NAT-OAr]
546                   HDR*, HASH(3)
547
548 6. Initial contact notifications
549
550 The source IP and port address of the INITIAL-CONTACT notification for
551 the host behind NAT are not meaningful (NAT can change them), so the IP
552 and port numbers MUST NOT be used for determining which IKE/IPsec SAs to
553 remove (See [Aboba03] section 2.1, case c). The ID payload sent from the
554 other end SHOULD be used instead, i.e. when an INITIAL-CONTACT
555 notification is received from the other end, the receiving end SHOULD
556 remove all the SAs associated with the same ID payload.
557
558 7. Recovering from the expiring NAT mappings
559
560 There are cases where NAT box decides to remove mappings that are still
561 alive (for example, the keepalive interval is too long, or the NAT box
562 is rebooted). To recover from this, ends which are NOT behind NAT SHOULD
563 use the last valid authenticated packet from the other end to determine
564 which IP and port addresses should be used. The host behind dynamic NAT
565 MUST NOT do this as otherwise it opens a DoS attack possibility, and
566 there is no need for that, because the IP address or port of the other
567 host will not change (it is not behind NAT).
568
569 Keepalives cannot be used for this purposes as they are not
570 authenticated, but any IKE authenticated IKE packet or ESP packet can be
571 used to detect that the IP address or the port has changed.
572
573 8. Security Considerations
574
575 Whenever changes to some fundamental parts of a security protocol are
576 proposed, the examination of security implications cannot be skipped.
577 Therefore, here are some observations on the effects, and whether or not
578 these effects matter.
579
580 o IKE probes reveal NAT-Traversal support to anyone watching the
581         traffic. Disclosure that NAT-Traversal is supported does not
582         introduce new vulnerabilities.
583
584 o The value of authentication mechanisms based on IP addresses
585         disappears once NATs are in the picture. That is not necessarily a
586         bad thing (for any real security, authentication measures other than
587         IP addresses should be used). This means that authentication using
588         pre-shared-keys cannot be used in Main Mode without using group
589
590
591 T. Kivinen, et. al. [page 10]
592
593 INTERNET-DRAFT 10 Feb 2004
594
595         shared keys for everybody behind the NAT box. Using group shared keys
596         is huge risk because it allows anyone in the group to authenticate to
597         any other party and claim to be anybody in the group, i.e. a normal
598         user could be impersonating a vpn-gateway, and acting as a man in the
599         middle, and read/modify all traffic to/from others in the group. Use
600         of group shared keys is NOT RECOMMENDED.
601
602 o As the internal address space is only 32 bits, and it is usually very
603         sparse, it might be possible for the attacker to find out the
604         internal address used behind the NAT box by trying all possible IP-
605         addresses and trying to find the matching hash. The port numbers are
606         normally fixed to 500, and the cookies can be extracted from the
607         packet. This limits the hash calculations down to 2^32. If an
608         educated guess of the private address space is done, then the number
609         of hash calculations needed to find out the internal IP address goes
610         down to 2^24 + 2 * (2^16).
611
612 o Neither NAT-D payloads or Vendor ID payloads are authenticated at all
613         in Main Mode nor in Aggressive Mode. This means that attacker can
614         remove those payloads, modify them or add them. By removing or adding
615         them, the attacker can cause Denial Of Service attacks. By modifying
616         the NAT-D packets the attacker can cause both ends to use UDP-
617         Encapsulated modes instead of directly using tunnel or transport
618         mode, thus wasting some bandwidth.
619
620 o The sending of the original source address in the Quick Mode reveals
621         the internal IP address behind the NAT to the other end. In this case
622         we have already authenticated the other end, and sending of the
623         original source address is only needed in transport mode.
624
625 o Updating the IKE SA / ESP UDP encapsulation IP addresses and ports
626         for each valid authenticated packet can cause DoS in the case where
627         we have an attacker who can listen to all traffic in the network, and
628         can change the order of the packets and inject new packets before the
629         packet he has already seen, i.e. the attacker can take an
630         authenticated packet from the host behind NAT, change the packet UDP
631         source or destination ports or IP addresses and sent it out to the
632         other end before the real packet reaches there. The host not behind
633         the NAT will update its IP address and port mapping and sends further
634         traffic to the wrong host or port. This situation is fixed
635         immediately when the attacker stops modifying the packets as the
636         first real packet will fix the situation back to normal.
637         Implementations SHOULD AUDIT the event every time the mapping is
638         changed, as in the normal case it should not happen that often.
639
640 9. IANA Considerations
641
642 This documents contains two new "magic numbers" which are allocated from
643 the existing IANA registry for IPsec. This document also renames
644 existing registered port 4500. This document also defines 2 new payload
645 types for IKE, and there is no registry for those in the IANA.
646
647 New items to be added in the "Internet Security Association and Key
648
649
650 T. Kivinen, et. al. [page 11]
651
652 INTERNET-DRAFT 10 Feb 2004
653
654 Management Protocol (ISAKMP) Identifiers" Encapsulation Mode registry:
655
656                   Name Value Reference
657                   ---- ----- ---------
658                   UDP-Encapsulated-Tunnel 3 [RFC XXXX]
659                   UDP-Encapsulated-Transport 4 [RFC XXXX]
660
661 Change in the registered port registry:
662
663                   Keyword Decimal Description Reference
664                   ------- ------- ----------- ---------
665                   ipsec-nat-t 4500/tcp IPsec NAT-Traversal [RFC XXXX]
666                   ipsec-nat-t 4500/udp IPsec NAT-Traversal [RFC XXXX]
667
668 New IKE payload numbers are (There is no IANA registry related to this,
669 and no need to create new one, but if one is added these should be added
670 to there):
671
672                   NAT-D 15 NAT Discovery Payload
673                   NAT-OA 16 NAT Original Address Payload
674
675 10. Intellectual property rights
676
677 The IETF takes no position regarding the validity or scope of any
678 Intellectual Property Rights or other rights that might be claimed to
679 pertain to the implementation or use of the technology described in this
680 document or the extent to which any license under such rights might or
681 might not be available; nor does it represent that it has made any
682 independent effort to identify any such rights. Information on the
683 IETF's procedures with respect to rights in IETF Documents can be found
684 in RFC XX and RFC XY. [note to RFC Editor - replace XX with the number
685 of IETF IPR and replace XY with number of IETF SUB.]
686
687 Copies of IPR disclosures made to the IETF Secretariat and any
688 assurances of licenses to be made available, or the result of an attempt
689 made to obtain a general license or permission for the use of such
690 proprietary rights by implementers or users of this specification can be
691 obtained from the IETF on-line IPR repository at
692 http://www.ietf.org/ipr.
693
694 The IETF invites any interested party to bring to its attention any
695 copyrights, patents or patent applications, or other proprietary rights
696 that may cover technology that may be required to implement this
697 standard. Please address the information to the IETF at ietf-
698 ipr@ietf.org.
699
700 11. Acknowledgments
701
702 Thanks to Markus Stenberg, Larry DiBurro and William Dixon who
703 contributed actively to this document.
704
705 Thanks to Tatu Ylonen, Santeri Paavolainen, and Joern Sierwald who
706 contributed to the document used as the base for this document.
707
708
709 T. Kivinen, et. al. [page 12]
710
711 INTERNET-DRAFT 10 Feb 2004
712
713 12. Normative References
714
715 [RFC-2409] Harkins D., Carrel D., "The Internet Key Exchange (IKE)",
716 November 1998
717
718 [RFC-2407] Piper D., "The Internet IP Security Domain Of Interpretation
719 for ISAKMP", November 1998
720
721 [Hutt03] Huttunen, A. et. al., "UDP Encapsulation of IPsec Packets",
722 draft-ietf-ipsec-udp-encaps-06.txt, January 2003
723
724 [RFC-2119] Bradner, S., "Key words for use in RFCs to indicate
725 Requirement Levels", March 1997
726
727 [IETF SUB] Bradner, S., "IETF Rights in Contributions", draft-ietf-ipr-
728 submission-rights-08.txt, October 2003
729
730 [IETF IPR] Bradner, S., "Intellectual Property Rights in IETF
731 Technology", draft-ietf-ipr-technology-rights-12.txt, October 2003
732
733 13. Non-Normative References
734
735 [Aboba03] Aboba, B. et. al., "IPsec-NAT Compatibility Requirements",
736 draft-ietf-ipsec-nat-reqts-06.txt, October 2003.
737
738 14. Authors' Addresses
739
740           Tero Kivinen
741           SafeNet, Inc.
742           Fredrikinkatu 47
743           FIN-00100 HELSINKI
744           Finland
745           E-mail: kivinen@safenet-inc.com
746
747           Ari Huttunen
748           F-Secure Corporation
749           Tammasaarenkatu 7,
750           FIN-00181 HELSINKI
751           Finland
752           E-mail: Ari.Huttunen@F-Secure.com
753
754           Brian Swander
755           Microsoft
756           One Microsoft Way
757           Redmond WA 98052
758           E-mail: briansw@microsoft.com
759
760           Victor Volpe
761           Cisco Systems
762           124 Grove Street
763           Suite 205
764           Franklin, MA 02038
765           E-mail: vvolpe@cisco.com
766
767
768 T. Kivinen, et. al. [page 13]
769
770 INTERNET-DRAFT 10 Feb 2004
771
772 15. Full copyright statement
773
774 Copyright (C) The Internet Society (year). This document is subject to
775 the rights, licenses and restrictions contained in RFC XXXX and except
776 as set forth therein, the authors retain all their rights.
777
778 [Note to the RFC Editor - XXXX above to be replaced with the number of
779 [IETF SUB]]
780
781 This document and the information contained herein are provided on an
782 "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/S HE REPRESENTS
783 OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
784 ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
785 INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
786 INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
787 WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
788
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826 T. Kivinen, et. al. [page 14]